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Appointed Representative Proposition
| Key Benefits
Increased turnover through...
- Top Commission Rates
- Exclusive Products
- Whole of Market Proposition
- Recruitment & Cross selling opportunities
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Adding value to your business through...
- PTFS Shares
- Dedicated Management Support
- Professional Training Support
- Meeting high earning business professionals
Increased profits by reducing costs on..
- PI
- Sourcing
- Compliance
- IT
- FSA Fees
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Costs
| FEE |
Applicable to |
Cost |
AR/RI |
| Regulatory Fee |
All Firms |
£125 |
Per AR Firm |
| PI |
Investments and Pensions |
£100 |
Per RI authorisation |
| FSA levy and compensation scheme |
Investments and Pensions |
£155 |
Per RI authorisation |
Retention Bandings
| Tier |
Turnover |
Rate |
Business |
| Bronze |
Up to £30K |
20% |
All Business |
| Silver |
£30K - £60K |
15% |
Protection & Investment |
| Gold |
£60K - £100K |
12.5% |
Protection & Investment |
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Platinum
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£100K - £750K |
10% |
Protection & Investment |
| Platinum + |
£750K + |
Negotiable |
Protection & Investment |
Please note the additional 2% we currently apply on protection at source will continue.
FREE - Back office system support
We offer our members a back office system
“Personal Touch Financial Tool Box” which
is probably the best back office
system in the UK, built by brokers for brokers.
It makes doing business highly effective.
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Benefits:
Free Protection Quotation engine
with Exchange
- Tracking & Reporting Functionality
- Integrated Sourcing & Research Facilities
- Contact Management System
- Compliance guidance
- Marketing support
- Training support
- Increased efficiency
- Security
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Branch Supermarkets
A One Stop Financial "Supermarket" model
catering for all of your Client's requirements.
Draw upon expert advice in PMI and IFA arenas by recruiting in-house or mutually introducing business. PTFS put you in touch with specialists
so that you can enhance your Branch and say, "YES!" to your clients.
- Receive a negotiable retainer of the business from each AR under your Umbrella
- Mutually introduce business leads
- Grow your business presence volume
- No need to worry about commission splits
- PTFS pay you direct, and pay the AR direct
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Compliance
Our Appointed Representatives receive fully
comprehensive compliance support through our
state-of-the-art back office system , "The Financial Services Toolbox" which guides our members through the maze of compliance in the market place.
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Join as an Appointed Representative
Application Process
1. Complete the relevant Application Forms as above (Retain copies for your own records)
2. Send the forms to:
Membership Department
Trinity 3
Trinity Park
Solihull
Birmingham
B37 7ES
3. Await communication from Agent Services Department to confirm your agency has been set up
4. Start submitting business and taking advantage of PTFS' Top Commission Rates
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To join as an Appointed Representative Branch(more than 1 adviser) please complete:
To join as an:Appointed Representative Sole Trader (1 adviser) please complete:
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