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Appointed Representative Proposition
| Key Benefits
Increased turnover through...
- Top Commission Rates
- Exclusive Products
- Whole of Market Proposition
- Recruitment & Cross selling opportunities
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Adding value to your business through...
- Dedicated Management Support
- Professional Training Support
- Meeting high earning business professionals
Increased profits by reducing costs on..
- PI
- Sourcing
- Compliance
- IT
- FSA Fees
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To find out more about joining PTFS please call our Head Office on:
0121 767 1011
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Costs
| FEE |
Applicable to |
Cost |
AR/RI |
| Regulatory Fee |
All Firms (excluding IFA Firms) |
£125 |
Per AR Firm |
| Regulatory Fee |
IFA Firms |
£55 |
Per IFA Firm |
| PI |
Investments and Pensions |
£100 |
Per RI authorisation |
| FSA levy and compensation scheme |
Investments and Pensions |
£155 |
Per RI authorisation |
Retention Bandings
| Tier |
Commission Turnover |
Rate |
Business |
| Bronze |
Up to £30K |
20% |
All Business |
| Silver |
£30K - £60K |
15% |
Protection & Investment |
| Gold |
£60K - £100K |
12.5% |
Protection & Investment |
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Platinum
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£100K - £750K |
10% |
Protection & Investment |
| Platinum + |
£750K + |
Negotiable |
Protection & Investment |
Please note the additional 2% we currently apply on protection at source will continue.
| FREE - Back office system support
We offer our members a back office system
“Personal Touch Financial Tool Box” which
is probably the best back office
system in the UK, built by brokers for brokers.
It makes doing business highly effective.
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Benefits:
Free Protection Quotation engine
with Exchange
- Tracking & Reporting Functionality
- Integrated Sourcing & Research Facilities
- Contact Management System
- Compliance guidance
- Marketing support
- Training support
- Increased efficiency
- Security
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Compliance
Our Appointed Representatives receive fully comprehensive compliance support through our state-of-the-art back office system , "The Financial Services Toolbox" which guides our members through the maze of compliance in the market place.
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Join as an Appointed Representative
Mandatory Criteria for Appointed Representative Status:
- Competent Adviser Status within last 2 years
- Minimum of £5,000 Capital Adequacy
Should you have any questions in relation to the above
criteria, or need further clarification, please contact
Regional Development Team
on 0121 767 1011 or email regionaldevelopment@personaltouchfs.com
Application Process
- Complete the relevant Application Forms as above (Retain copies for your own records)
- Send the forms to:
Membership Applications Department
Trinity 3
Trinity Park
Solihull
Birmingham
B37 7ES
- Await communication from Membership Applications Department to confirm your agency has been set up
4. Start submitting business and taking advantage of PTFS' Top Commission Rates
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To join as an Appointed Representative please complete:
For help on completing your application, please see the following guidance sheets:
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