Training & Compliance

PTFS was established in 1994 and from the beginning it has shown considerable expertise in the area of regulation, compliance and training. At the end of November 2003 the FSA granted authorisation for PTFS to be set up as an IFA network, although it had previously operated with major mortgage and general insurance networks.

The final stages of authorisation were given to PTFS at the beginning of 2005, where we were given full approval from the FSA for mortgages, protection and general insurance, allowing all members to transact in these areas of business.
 

PT Training Academy

The Purpose of the Training Academy is: A programme of study to enable new non industry experienced personnel & to provide experienced advisers with an overbore of PTFS procedures & requirements. The academy takes the key aspects of the adviser knowledge requirements including:

• Products on the market
• The Regulation structure
• Personal Touch Compliance Requirements
• A background to the industry
• The sales cycle

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Training & Compliance team

As we understand the needs of all our appointed representatives we have invested a lot of time and money into our compliance system to enable us to develop the compliance and training infrastructure.

During 2005 we have also seen the development of our state of the art back office system Toolbox. This has been designed by advisors for advisors providing comprehensive solutions to cutting down on compliance, workloads and initial sourcing for clients.